Additional Information: Full benefits and a 15% incentive target based on individual performance and company performance are available.

Description: Our Client, a financial holding company, is hiring a Manager, Asset Management Audit in Chicago, IL.

Responsibilities:

• Support oversight, execution and evolution of the core audit plan supporting management, including delivery of thought leadership and guidance on trends and emerging risks;
• Encourage an environment of teamwork, accountability, and open communication;
• Manage and support direct report performance management and career development;
• Develop and demonstrate an understanding of business processes, risks, and controls, along with an understanding of relevant laws, industry changes, and the impact of technology;
• Communicate point of view to executives for discussion and challenge;
• Identify and analyze risks, plan and prioritize audit projects for on-time delivery, conduct interviews, observe operations, document and analyze processes and controls, document the reliability and quality of data sources, develop and perform audit tests, document work papers, produce quality issues, review issues with management, evaluate the sustainability and repeatability of management actions, and draft audit reports;
• Monitor budgets, team members, and escalate concerns;
• Prepare materials for presentation to legal entity Boards of Directors and Audit Committees;
• Identify, promote, and innovate audit best practices across the department methodologies, use of the work paper tool, application of fraud evaluation and data analytics techniques;
• Develop expertise and expand knowledge of the audit profession and build business acumen through self-study, research, and continuing education to assist in providing comprehensive, in-depth assurance, advice, and coaching, across Audit Services.

Requirements:

• Experience as an Audit Services Manager (7-10+ years);
• Experience in Asset Management;
• Internal audit or regulatory examiner experience with a global financial institution - preferably focused on asset management - and a demonstrated ability to guide, supervise, and coach a team through projects around topics such as: economics, investment strategy and research, product management, investment administration, portfolio management and trading, alternative investments, derivatives, money market funds, mutual funds, collective investment funds, unit investment trusts, exchange traded funds, hedge funds, private equity funds, separately managed accounts, undertakings for the collective investment in transferable securities, marketing and sales practices, trade and transaction reporting, performance reporting, compliance practices, accounting practices, Investment Advisers Act, Investment Company Act, Markets in Financial Instruments Directive, Global Investment Performance Standards;
• Experience with control frameworks such as:  COSO Internal Control Integrated Framework and COBIT Information and Related Technology Framework, as well as project management and change methodologies;
• Ability to travel if required, including outside of the United States;
• Professional credentials such as:  Certified Internal Auditor (CIA), Certified Financial Services Auditor (CFSA), Certified Information Systems Auditor (CISA), Certified Public Accountant (CPA), Certified Fraud Examiner (CFE), Chartered Financial Analyst (CFA);
• Bachelor's degree from accredited institution.

Why Apply?

• Join a financial holding company;
• Work with a stable company with a track record of success and growth since 1889;
• Benefits from dental & vision coverage is available;
• Become eligible for 401 (K) plan, retirement plan, professional development plan;
• Enjoy paid time off, volunteer time off, employee discounts.

If this job is not for you, earn a $2,100.00 referral bonus in cash by referring a Candidate or a Client to us. Vitaver Referral Program is one of the most generous on the market!

Please feel free to apply directly and contact me with your questions at [email protected]